avp, compliance assurance, foreign bank.

• Conduct thorough, objective, risk-based compliance monitoring activities in line with the annual Compliance Monitoring Plan.
• Identify potential or actual regulatory risks from compliance monitoring results and propose actionable recommendations to relevant stakeholders to mitigate identified risks.
• Perform compliance reviews as per the plan and at the request of the Manager or Local Compliance Officer.
• Assess the adequacy and effectiveness of the Bank’s compliance risk control framework, identify key deficiencies, evaluate implications, and provide recommendations for mitigating actions.
• Follow up with stakeholders on the implementation of agreed actions resulting from compliance reviews.
• Track management actions arising from Internal Audit reviews or regulatory examinations, as appropriate.
• Prepare regular and ad hoc reports for the Manager to review before submission to Branch management, Regional, and Head Office.
• Assist in ad hoc compliance-related reviews or investigations and carry out other duties as assigned by the Manager.
• Timely escalate key issues, including those with regulatory implications, to the Manager.

Requirements

• University graduate, preferably with professional qualifications.
• Minimum of 8 years of relevant experience in compliance, operational risk management, risk control functions, and/or internal audit.
• Strong knowledge of laws and regulations applicable to the banking industry.
• Excellent team player with strong interpersonal skills.
• Proficient in written and spoken English and Chinese.
• Independent, self-motivated, and able to work effectively under pressure.