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33 jobs found for Regulatory

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    • permanent
    • HK$120,000 - HK$800,000 per year
    about the company.A premier financial institution known for its expertise in algorithmic and electronic trading, functioning as a sell-side market maker and actively engaging in APAC markets.about the team.The team is a dynamic group of compliance professionals dedicated to ensuring adherence to regulatory standards in algorithmic and electronic trading. They focus on developing and implementing robust compliance programs across APAC, collaborating closely
    about the company.A premier financial institution known for its expertise in algorithmic and electronic trading, functioning as a sell-side market maker and actively engaging in APAC markets.about the team.The team is a dynamic group of compliance professionals dedicated to ensuring adherence to regulatory standards in algorithmic and electronic trading. They focus on developing and implementing robust compliance programs across APAC, collaborating closely
    • permanent
    Our client is a prestigious global Hedge Fund. They are seeking a Compliance Officer to join their dynamic team.ResponsibilitiesSupport the APAC and broader regional teams in executing a global compliance program.Develop and maintain compliance strategies and implement effective programs that align with firm's strategies.Ensure the firm adheres to all external regulatory and legal standards as well as internal policies and procedures.Manage general complia
    Our client is a prestigious global Hedge Fund. They are seeking a Compliance Officer to join their dynamic team.ResponsibilitiesSupport the APAC and broader regional teams in executing a global compliance program.Develop and maintain compliance strategies and implement effective programs that align with firm's strategies.Ensure the firm adheres to all external regulatory and legal standards as well as internal policies and procedures.Manage general complia
    • permanent
    about the companyOur client is a renowned financial institution with a strong presence in Asia. They are currently seeing a Team Head for their Private Wealth Management Operations team. The role reports directly to the COO and will be a key decision maker in the business. about the jobSupervise the operational process of the private wealth management businessLiaise with front office, ensure operations team is able to support front line efficiently and eff
    about the companyOur client is a renowned financial institution with a strong presence in Asia. They are currently seeing a Team Head for their Private Wealth Management Operations team. The role reports directly to the COO and will be a key decision maker in the business. about the jobSupervise the operational process of the private wealth management businessLiaise with front office, ensure operations team is able to support front line efficiently and eff
    • permanent
    Our client is a leading insurance company. Due to the promising business growth, they are seeking a Compliance Manager in Hong Kong. Responsibilities Assist and provide support to Chief Compliance Officer to ensure the compliance and regulatory requirements are fulfilled, and liaise and co-ordinate the compliance matters with counterparts independently.Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulat
    Our client is a leading insurance company. Due to the promising business growth, they are seeking a Compliance Manager in Hong Kong. Responsibilities Assist and provide support to Chief Compliance Officer to ensure the compliance and regulatory requirements are fulfilled, and liaise and co-ordinate the compliance matters with counterparts independently.Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and regulat
    • permanent
    • HK$40,000 - HK$45,000 per month
    about the company.Our client, a leading bank in the financial industry, is dedicated to providing exceptional service and innovative solutions to help customers achieve their homeownership dreams. They are seeking a skilled Mortgage Approver to join their dynamic lending team.about the team.The Mortgage Approver will evaluate mortgage applications, assess borrower eligibility, and make informed decisions on loan approvals. This role is critical in ensuring
    about the company.Our client, a leading bank in the financial industry, is dedicated to providing exceptional service and innovative solutions to help customers achieve their homeownership dreams. They are seeking a skilled Mortgage Approver to join their dynamic lending team.about the team.The Mortgage Approver will evaluate mortgage applications, assess borrower eligibility, and make informed decisions on loan approvals. This role is critical in ensuring
    • permanent
    • HK$45,000 - HK$60,000 per month, bonus
    about the company.Our client is a leading Medical Devices MNC seeking for an experienced product manager to manage a portfolio of products with high expectations.about the job.Lead new product launches, including developing launch materials, conducting training sessions, etc;Formulate marketing strategies for the product line and implement marketing initiatives to accomplish sales target and business growth;Act as the bridge between local sales team and R
    about the company.Our client is a leading Medical Devices MNC seeking for an experienced product manager to manage a portfolio of products with high expectations.about the job.Lead new product launches, including developing launch materials, conducting training sessions, etc;Formulate marketing strategies for the product line and implement marketing initiatives to accomplish sales target and business growth;Act as the bridge between local sales team and R
    • permanent
    about the company.Our client is a financial institution, who is seeking for a junior legal talent to join the team. about the job.Provide a broad range of legal and compliance support, including but not limited to contract review, internal risk control and reportsIdentify legal and regulatory risk and provide solutions to achieve business goalsSupport on compliance and company secretarial work Other ad hoc assignments from the head of legalskills & experi
    about the company.Our client is a financial institution, who is seeking for a junior legal talent to join the team. about the job.Provide a broad range of legal and compliance support, including but not limited to contract review, internal risk control and reportsIdentify legal and regulatory risk and provide solutions to achieve business goalsSupport on compliance and company secretarial work Other ad hoc assignments from the head of legalskills & experi
    • permanent
    Our client is the world's leading insurance company. They are seeking a Compliance Manager to join their compliance team. The role involves supporting and reinforcing the Group Conduct Framework initiatives across various Asian entities.Responsibilities:Provide guidance and share best practices to assist in the effective implementation of these frameworks.Monitor the local Conduct dashboards and reports is crucial, with a focus on reviewing action plans an
    Our client is the world's leading insurance company. They are seeking a Compliance Manager to join their compliance team. The role involves supporting and reinforcing the Group Conduct Framework initiatives across various Asian entities.Responsibilities:Provide guidance and share best practices to assist in the effective implementation of these frameworks.Monitor the local Conduct dashboards and reports is crucial, with a focus on reviewing action plans an
    • contract
    about the job.Machine Learning Model DevelopmentDesign, develop, and deploy machine learning models to tackle business challenges and enhance decision-making processesContinuously monitor and optimize model performance, scalability, and accuracy in production settingsUtilize advanced machine learning techniques (such as supervised/unsupervised learning and deep learning) to create innovative solutionsAI GovernancePerform AI audits to ensure compliance with
    about the job.Machine Learning Model DevelopmentDesign, develop, and deploy machine learning models to tackle business challenges and enhance decision-making processesContinuously monitor and optimize model performance, scalability, and accuracy in production settingsUtilize advanced machine learning techniques (such as supervised/unsupervised learning and deep learning) to create innovative solutionsAI GovernancePerform AI audits to ensure compliance with
    • permanent
    • HK$25,000 - HK$30,000 per month
    about the company.Our client is a reputable regional securities brokerage specializing in US and Hong Kong equity markets. They are seeking a proactive Equity Dealer to join their team, focusing on executing trades and managing client orders.about the job.As an Equity Dealer, you will be responsible for executing trades and providing market insights for US and HK equities. This role is perfect for individuals looking to enhance their trading skills in a dy
    about the company.Our client is a reputable regional securities brokerage specializing in US and Hong Kong equity markets. They are seeking a proactive Equity Dealer to join their team, focusing on executing trades and managing client orders.about the job.As an Equity Dealer, you will be responsible for executing trades and providing market insights for US and HK equities. This role is perfect for individuals looking to enhance their trading skills in a dy
    • permanent
    • HK$40,000 - HK$58,000 per month, Q-incentives
    New Business Development, Broker Channel - Health InsurerInternational broker managementFlexible workplaceOpen to self-motivated individuals with entrepreneurial spiritAbout the CompanyMy client is a renowned Health Insurer with a global presence.About the JobIdentify and cultivate new business prospects, Represent the brand to potential clients through in-person meetings, phone calls, and emails, ensuring all communications uphold the highest standards of
    New Business Development, Broker Channel - Health InsurerInternational broker managementFlexible workplaceOpen to self-motivated individuals with entrepreneurial spiritAbout the CompanyMy client is a renowned Health Insurer with a global presence.About the JobIdentify and cultivate new business prospects, Represent the brand to potential clients through in-person meetings, phone calls, and emails, ensuring all communications uphold the highest standards of
    • permanent
    • HK$23,000 - HK$26,000 per month
    Accounting Officer, up to 30kOur client is a sizable organization, they are looking for an Accounting Officer to join their dynamic finance team.Responsibilities:Manage financial transactions and maintain accurate records, including preparing vouchers and journal entries.Prepare financial reports, budgets, and forecasts.Assist with tax returns and ensure regulatory compliance.Reconcile accounts and ensure accuracy in financial records.Collaborate with inte
    Accounting Officer, up to 30kOur client is a sizable organization, they are looking for an Accounting Officer to join their dynamic finance team.Responsibilities:Manage financial transactions and maintain accurate records, including preparing vouchers and journal entries.Prepare financial reports, budgets, and forecasts.Assist with tax returns and ensure regulatory compliance.Reconcile accounts and ensure accuracy in financial records.Collaborate with inte
    • permanent
    about the company.The company is a global financial institution offers a wide range of banking and financial services, focusing on innovation and client satisfaction. With a strong commitment to sustainability and corporate responsibility, it aims to create lasting value for clients and communities.about the team.The culture emphasizes collaboration and inclusivity, valuing every team member's voice. Diverse perspectives drive innovation and achieve shared
    about the company.The company is a global financial institution offers a wide range of banking and financial services, focusing on innovation and client satisfaction. With a strong commitment to sustainability and corporate responsibility, it aims to create lasting value for clients and communities.about the team.The culture emphasizes collaboration and inclusivity, valuing every team member's voice. Diverse perspectives drive innovation and achieve shared
    • permanent
    about the company.Our client is a renowned technology company that provides technological services to the financial industry. about the job.The position of the Assistant Manager of Legal & Compliance will be providing support to 3 key areas, including legal, compliance and corporate governance.skills & experiences required.Qualifications:- Degree holder in law or related studies- 3 years of legal or compliance experience from financial, technology or legal
    about the company.Our client is a renowned technology company that provides technological services to the financial industry. about the job.The position of the Assistant Manager of Legal & Compliance will be providing support to 3 key areas, including legal, compliance and corporate governance.skills & experiences required.Qualifications:- Degree holder in law or related studies- 3 years of legal or compliance experience from financial, technology or legal
    • permanent
    • HK$35,000 - HK$45,000 per month
    about the company.Our client is a prominent bank specializing in small and medium-sized enterprises (SME) banking solutions. They are committed to supporting the growth of SMEs by providing tailored financial products and services. We are looking for a dedicated Credit Approver to join their credit assessment team.about the team.The Credit Approver will assess credit applications from SMEs, evaluate financial statements, and determine creditworthiness. Thi
    about the company.Our client is a prominent bank specializing in small and medium-sized enterprises (SME) banking solutions. They are committed to supporting the growth of SMEs by providing tailored financial products and services. We are looking for a dedicated Credit Approver to join their credit assessment team.about the team.The Credit Approver will assess credit applications from SMEs, evaluate financial statements, and determine creditworthiness. Thi
    • permanent
    about the companyA leading financial institution is looking for a Team Head for their Securities Back Office Operations team. The ideal candidate will have 15+ years of experience in FICC and equity product life cycle and experience in managing a medium-sized team.about the jobLead and manage a team of approximately 10 personnel across back-office functionsGood understanding in Equity Settlement, Corporate Actions (both Fixed Income and Equities), Cash Man
    about the companyA leading financial institution is looking for a Team Head for their Securities Back Office Operations team. The ideal candidate will have 15+ years of experience in FICC and equity product life cycle and experience in managing a medium-sized team.about the jobLead and manage a team of approximately 10 personnel across back-office functionsGood understanding in Equity Settlement, Corporate Actions (both Fixed Income and Equities), Cash Man
    • permanent
    • HK$50,000 - HK$60,000 per month, Bonus
    about the company.Listed Global ioT Company in Hong Kongabout the job.Establish and uphold security protocols, perform vulnerability assessments, and address security incidents. Keep abreast of new threats and train staff on security best practices.Plan, implement, and manage IT infrastructure, including servers, networks, and storage. Oversee cloud services, ensure system reliability, and enhance performance.Set up and maintain operating systems, software
    about the company.Listed Global ioT Company in Hong Kongabout the job.Establish and uphold security protocols, perform vulnerability assessments, and address security incidents. Keep abreast of new threats and train staff on security best practices.Plan, implement, and manage IT infrastructure, including servers, networks, and storage. Oversee cloud services, ensure system reliability, and enhance performance.Set up and maintain operating systems, software
    • permanent
    • HK$22,000 - HK$28,000 per month, attractive fringe benefits
    Key Responsibilities:Manage general insurance inbound customer enquiries and complaints generated from different touch points such as inbound call, email, written correspondence and social media channels within the company’s service pledge in an efficient, professional and accurate mannerEstablish and maintain good customer relationships by providing one-stop customer care services Provide after-sales service to customers including policy endorsement and c
    Key Responsibilities:Manage general insurance inbound customer enquiries and complaints generated from different touch points such as inbound call, email, written correspondence and social media channels within the company’s service pledge in an efficient, professional and accurate mannerEstablish and maintain good customer relationships by providing one-stop customer care services Provide after-sales service to customers including policy endorsement and c
    • permanent
    about the company.Our Client is a leading financial services provider dedicated to helping individuals and businesses achieve their financial goals. With a strong focus on innovation and customer-centric solutions, they are now looking for a senior accouting officer, investment to join their team. This role will mainly focusing on daily fund, reporting, result analysis and Bank recognition. about the job.Assist with daily operations, including calculating
    about the company.Our Client is a leading financial services provider dedicated to helping individuals and businesses achieve their financial goals. With a strong focus on innovation and customer-centric solutions, they are now looking for a senior accouting officer, investment to join their team. This role will mainly focusing on daily fund, reporting, result analysis and Bank recognition. about the job.Assist with daily operations, including calculating
    • permanent
    about the company.Our client is a fintech company, who is looking for a legal counsel with solid corporate experience to support the expanding business globally. about the job.Act as legal in-house counsel offering effective legal solutions to the business expansion globallyDraft and review all kinds of commercial contacts and legal documents for potential product launching, and oversea M&A transactionsProvide legal support to Corporate Governance, Complia
    about the company.Our client is a fintech company, who is looking for a legal counsel with solid corporate experience to support the expanding business globally. about the job.Act as legal in-house counsel offering effective legal solutions to the business expansion globallyDraft and review all kinds of commercial contacts and legal documents for potential product launching, and oversea M&A transactionsProvide legal support to Corporate Governance, Complia
    • permanent
    about the company.Our client is a global fintech company, who is looking for a legal counsel with solid corporate experience and regional exposure to support the expanding business globally. about the job.Act as legal in-house counsel offering effective legal solutions to the business expansion globallyDraft and review all kinds of commercial contacts and legal documents for potential product launching, and oversea M&A transactionsProvide legal support to
    about the company.Our client is a global fintech company, who is looking for a legal counsel with solid corporate experience and regional exposure to support the expanding business globally. about the job.Act as legal in-house counsel offering effective legal solutions to the business expansion globallyDraft and review all kinds of commercial contacts and legal documents for potential product launching, and oversea M&A transactionsProvide legal support to
    • permanent
    • HK$65,000 - HK$70,000 per month, Double pay
    about the company.Our client is one of the best and stable companies in the town. They are seeking a highly skilled and experienced Senior Manager in indirect procurement to oversee the procurement of multiple indirect categories, including IT and marketing categories.about the job.As a Senior Manager, Indirect Procurement, you will-Develop and implement procurement strategies to meet the company's objectives.-Lead negotiations with suppliers to secure fav
    about the company.Our client is one of the best and stable companies in the town. They are seeking a highly skilled and experienced Senior Manager in indirect procurement to oversee the procurement of multiple indirect categories, including IT and marketing categories.about the job.As a Senior Manager, Indirect Procurement, you will-Develop and implement procurement strategies to meet the company's objectives.-Lead negotiations with suppliers to secure fav
    • permanent
    about the company.We are seeking a motivated professional to support our Equity Capital Markets (ECM) team. The candidate will be responsible for preparing pitch materials and market updates, assisting in deal execution, and managing sensitive information in compliance with regulations. Ideal applicants will have 1-2 years of relevant experience, strong analytical and communication skills, and a proactive approach to teamwork. about the job.Develop pitchbo
    about the company.We are seeking a motivated professional to support our Equity Capital Markets (ECM) team. The candidate will be responsible for preparing pitch materials and market updates, assisting in deal execution, and managing sensitive information in compliance with regulations. Ideal applicants will have 1-2 years of relevant experience, strong analytical and communication skills, and a proactive approach to teamwork. about the job.Develop pitchbo
    • permanent
    about the companyA prominent western bank is looking for an AVP as a checker for their payment team. Candidates with 7+ years of experience in corporate payment/remittance processing is highly preferred. Fluency in both Chinese and English is required for this role. about the jobAuthorise SWIFT, RTGS, fax communications, and correspondences via payment systemSupervise and allocate all incoming documents, mail, fax, telex, RTGS, and SWIFT communicationsAppr
    about the companyA prominent western bank is looking for an AVP as a checker for their payment team. Candidates with 7+ years of experience in corporate payment/remittance processing is highly preferred. Fluency in both Chinese and English is required for this role. about the jobAuthorise SWIFT, RTGS, fax communications, and correspondences via payment systemSupervise and allocate all incoming documents, mail, fax, telex, RTGS, and SWIFT communicationsAppr
    • permanent
    about the company.Our client is a freight forwarding company with a great reputation around the globe. With HK being their APAC regional hub, they hope to expand their footprints to more regions in 2024. Currently they are hiring a Trade Lane Manager in the team. Candidates with air freight experience is highly preferred. This is a new headcount.about the job.As a Trade Lane Manager, you will-Grow the Regional's air freight business/services, in accordance
    about the company.Our client is a freight forwarding company with a great reputation around the globe. With HK being their APAC regional hub, they hope to expand their footprints to more regions in 2024. Currently they are hiring a Trade Lane Manager in the team. Candidates with air freight experience is highly preferred. This is a new headcount.about the job.As a Trade Lane Manager, you will-Grow the Regional's air freight business/services, in accordance
    • permanent
    • HK$35,000 - HK$45,000 per year
    about the company.Our client is a leading financial institution specializing in corporate banking solutions, dedicated to providing comprehensive financial services to large corporations. They are looking for an experienced Credit Approver to join their corporate credit assessment team.about the team.The Credit Approver will evaluate credit applications from large corporations, assess financial stability, and determine credit risk. This role is vital in en
    about the company.Our client is a leading financial institution specializing in corporate banking solutions, dedicated to providing comprehensive financial services to large corporations. They are looking for an experienced Credit Approver to join their corporate credit assessment team.about the team.The Credit Approver will evaluate credit applications from large corporations, assess financial stability, and determine credit risk. This role is vital in en
    • permanent
    • HK$60,000 - HK$70,000 per month, Double pay
    about the company.Our client is one of the best employers in the town. They are seeking a Senior Manager, Indirect Procurement to oversee the procurement of indirect goods and services essential for the company's operations.about the job.As a Senior Manager, Indirect Procurement, you will-Develop and implement procurement strategies for indirect goods and services to optimize costs and ensure quality and efficiency.-Identify and evaluate potential supplier
    about the company.Our client is one of the best employers in the town. They are seeking a Senior Manager, Indirect Procurement to oversee the procurement of indirect goods and services essential for the company's operations.about the job.As a Senior Manager, Indirect Procurement, you will-Develop and implement procurement strategies for indirect goods and services to optimize costs and ensure quality and efficiency.-Identify and evaluate potential supplier
    • permanent
    • HK$20,000 - HK$26,000 per month, attractive fringe benefits
    Role OverviewAs an admin officer, you will ensure an exceptional customer experience for our customers, which are brokers and group secretaries by swiftly and accurately carrying out comprehensive application handling services and answering enquiries via hotline, emails and/or livechat. Job DescriptionHandle the onboarding process of each application.Keep all activities recorded accurately in the relevant systems and processes.Be familiar with all busines
    Role OverviewAs an admin officer, you will ensure an exceptional customer experience for our customers, which are brokers and group secretaries by swiftly and accurately carrying out comprehensive application handling services and answering enquiries via hotline, emails and/or livechat. Job DescriptionHandle the onboarding process of each application.Keep all activities recorded accurately in the relevant systems and processes.Be familiar with all busines
    • permanent
    about the company.Our client is an European based FMCG company with a great reputation around the globe. With HK being their APAC regional hub, they hope to expand their footprints with an high hope of achieving sustainability targets in the coming years. Currently they are hiring a Head of Manufacturing in the team. Candidates with experience managing partnered factories is highly preferred. This is a new headcount and the role is stationed in Hong Kong.a
    about the company.Our client is an European based FMCG company with a great reputation around the globe. With HK being their APAC regional hub, they hope to expand their footprints with an high hope of achieving sustainability targets in the coming years. Currently they are hiring a Head of Manufacturing in the team. Candidates with experience managing partnered factories is highly preferred. This is a new headcount and the role is stationed in Hong Kong.a
    • permanent
    about the company.Our client is a globally recognised shipping company with companies incorporated globally.about the job.The company secretarial manager will be handling and supporting the administration of private companies across multiple jurisdictions.skills & experiences required.- 8 years of company secretarial experience, preferably from renowned multinational companies or professional services providers- member of HKCGI or equivalent- Bachelor's de
    about the company.Our client is a globally recognised shipping company with companies incorporated globally.about the job.The company secretarial manager will be handling and supporting the administration of private companies across multiple jurisdictions.skills & experiences required.- 8 years of company secretarial experience, preferably from renowned multinational companies or professional services providers- member of HKCGI or equivalent- Bachelor's de
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