12 Regulatory Banking & financial services jobs found

Our client is a leading bank and seeking a Compliance Manager under Global Banking Department.Job ResponsibilitiesSupport the development of effective procedures for settlement and payment services that comply with relevant AML regulatory requirements.Provide advisory support on AML and sanctions compliance as needed.Conduct internal controls focused on compliance and risk management within the business.Prepare regular management reports that detail compli

Our client is the world's leading insurance company. They are seeking a Compliance Manager to join their compliance team. The role involves supporting and reinforcing the Group Conduct Framework initiatives across various Asian entities.Responsibilities:Provide guidance and share best practices to assist in the effective implementation of these frameworks.Monitor the local Conduct dashboards and reports is crucial, with a focus on reviewing action plans an

about the company.a prominent investment services provider based in Hong Kong, specializing in various financial services including brokerage, asset management, and investment banking. It focuses on facilitating cross-border investments and offers a range of solutions to institutional and retail clients. With a strong commitment to compliance and risk management, it plays a significant role in the financial markets of the region.about the job. Ensure the a

about the companyA well-known foreign bank is looking for a checker for their payment team. Candidates with 7+ years of experience in corporate payment/remittance processing and project experience is highly preferred. Fluency in both Chinese and English is required for this role. about the jobAuthorise SWIFT, RTGS, fax communications, and correspondences via payment systemSupervise and allocate all incoming documents, mail, fax, telex, RTGS, and SWIFT comm

about the company.The company is a global financial institution offers a wide range of banking and financial services, focusing on innovation and client satisfaction. With a strong commitment to sustainability and corporate responsibility, it aims to create lasting value for clients and communities.about the team.The culture emphasizes collaboration and inclusivity, valuing every team member's voice. Diverse perspectives drive innovation and achieve shared

Our client is a leading asset management company. They are seeking an experienced Compliance Manager to oversee overall compliance matters within the organization. This role is crucial for ensuring adherence to regulatory requirements, particularly in relation to SFC 149. The ideal candidate will play a key role in supporting compliance initiatives, reviewing documentation, and collaborating with various teams.Key Responsibilities:Oversee overall complianc

Our client is a global insure and looking for a compliance manager for regional office.Job Responsibilities:Ensure adherence to corporate governance and relevant guidelines, including regulations related to intermediary conduct, market conduct, and product marketing.Develop and launch comprehensive compliance programs and monitor overall compliance and identifying deficiencies to recommend improvements and control measures.Assist in formulating a robust co

about the company.We are seeking a motivated professional to support our Equity Capital Markets (ECM) team. The candidate will be responsible for preparing pitch materials and market updates, assisting in deal execution, and managing sensitive information in compliance with regulations. Ideal applicants will have 1-2 years of relevant experience, strong analytical and communication skills, and a proactive approach to teamwork. about the job.Develop pitchbo

about the company.We are seeking a motivated professional to support our Equity Capital Markets (ECM) team. The candidate will be responsible for preparing pitch materials and market updates, assisting in deal execution, and managing sensitive information in compliance with regulations. Ideal applicants will have 1-2 years of relevant experience, strong analytical and communication skills, and a proactive approach to teamwork. about the job.Develop pitchbo

Our client is a leading asset management company. They are seeking an experienced Compliance Manager to oversee overall compliance matters within the organization. This role is crucial for ensuring adherence to regulatory requirements, particularly in relation to SFC 149. The ideal candidate will play a key role in supporting compliance initiatives, reviewing documentation, and collaborating with various teams.Key Responsibilities:Oversee overall complianc

about the company.Hiring for a Officer manages contracts, ensures compliance, and oversees procurement processes for efficient operations and resource allocation. about the job.Perform cheque deposit/collection transactions, Autopay, and DDA electronic clearing transactions, including FPS credit transfers.Support operations of other commissions and miscellaneous fee collections.Process HKICL's electronic and paper clearing, including outward clearing chequ

about the company.Seeking a Payment Associate for a global financial institution. Handle FXMM & derivatives settlements across multiple regions in a dynamic environment.about the job.Manage and oversee payment flows related to Exchange, Treasury, and Derivatives transactions, ensuring smooth execution.Handle settlements across multiple international locations, coordinating with internal and external stakeholders.Monitor and ensure timely processing of paym