- about the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory comabout the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory com
- An elite Tier-1 global investment bank seeks a VP, Front-Office IT in Hong Kong to lead core Java OMS and trade execution system optimisation. Leading a high-performing engineering team, you will drive low-latency architectural designs, FIX protocol connectivity, and SFC/HKMA-compliant trading infrastructure, whilst reporting directly to global heads.about the company.Our client is a highly prestigious, Tier-1 global investment bank with a dominant marketAn elite Tier-1 global investment bank seeks a VP, Front-Office IT in Hong Kong to lead core Java OMS and trade execution system optimisation. Leading a high-performing engineering team, you will drive low-latency architectural designs, FIX protocol connectivity, and SFC/HKMA-compliant trading infrastructure, whilst reporting directly to global heads.about the company.Our client is a highly prestigious, Tier-1 global investment bank with a dominant market
- This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,This role sits within the specialized Asia Compliance branch of a premier, privately held global asset manager.Key Core ResponsibilitiesTrade Monitoring & Overrides: Conduct daily real-time pre-trade and post-trade compliance reviews across diverse fund mandates and account structures to ensure adherence to strict investment guidelines and policies.Information Barrier Management: Administer the front-office Information Barrier and wall-crossing protocols,
- about the company.Our client is a premier, institutional-grade global hedge fund manager headquartered in Hong Kong, with a research presence extending across key technology hubs in Asia, including Taipei, Tokyo, and Shenzhen. Established in 2014, the firm manages approximately >$2 billion in Assets Under Management (AUM).about the job.Trading Desk Operations: Run daily order execution across US, European, and Asian sessions, which includes a scheduled weeabout the company.Our client is a premier, institutional-grade global hedge fund manager headquartered in Hong Kong, with a research presence extending across key technology hubs in Asia, including Taipei, Tokyo, and Shenzhen. Established in 2014, the firm manages approximately >$2 billion in Assets Under Management (AUM).about the job.Trading Desk Operations: Run daily order execution across US, European, and Asian sessions, which includes a scheduled wee
- about the company.Our client is a well-established corporate and commercial banking institution with a strong regional footprint in Hong Kong. Known for its commitment to robust risk governance and sustainable development, the bank delivers comprehensive financial services while actively driving technological innovation across its branches.about the team.The Operations Department serves as a foundational pillar of the bank, ensuring the seamless, compliantabout the company.Our client is a well-established corporate and commercial banking institution with a strong regional footprint in Hong Kong. Known for its commitment to robust risk governance and sustainable development, the bank delivers comprehensive financial services while actively driving technological innovation across its branches.about the team.The Operations Department serves as a foundational pillar of the bank, ensuring the seamless, compliant
- about the company.Our client is one of Asia’s largest brokerage and financial services groups. With a strong regional footprint and a reputation for excellence, they provide a comprehensive suite of financial services to corporate, institutional, and retail clients, backed by robust regulatory standards and innovative technology.about the team.You will join an established, collaborative, and fast-paced client data management team. The team culture focusesabout the company.Our client is one of Asia’s largest brokerage and financial services groups. With a strong regional footprint and a reputation for excellence, they provide a comprehensive suite of financial services to corporate, institutional, and retail clients, backed by robust regulatory standards and innovative technology.about the team.You will join an established, collaborative, and fast-paced client data management team. The team culture focuses
- about the company.The client is a rapidly growing, licensed financial group headquartered in Shanghai with a strategic, expanding presence in Hong Kong. Led by a team of senior professionals with deep investment banking expertise, the firm operates as an SFC-licensed corporation holding Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) regulated activities.The firm primarily serves institutional and high-net-worabout the company.The client is a rapidly growing, licensed financial group headquartered in Shanghai with a strategic, expanding presence in Hong Kong. Led by a team of senior professionals with deep investment banking expertise, the firm operates as an SFC-licensed corporation holding Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management) regulated activities.The firm primarily serves institutional and high-net-wor
- An exceptional opportunity has arisen for a high-calibre Securities Services professional to lead a premier client management function within a top-tier commercial banking institution in Hong Kong. This pivotal role requires an expert in custody, fund accounting, and post-closing deal administration to drive service excellence, oversee complex portfolios, and lead a high-performing team in alignment with HKMA market standards.about the company.Our client iAn exceptional opportunity has arisen for a high-calibre Securities Services professional to lead a premier client management function within a top-tier commercial banking institution in Hong Kong. This pivotal role requires an expert in custody, fund accounting, and post-closing deal administration to drive service excellence, oversee complex portfolios, and lead a high-performing team in alignment with HKMA market standards.about the company.Our client i
- An exceptional opportunity has arisen for a high-calibre Securities Services professional to lead a premier client management function within a top-tier commercial banking institution in Hong Kong. This pivotal role requires an expert in custody, fund accounting, and post-closing deal administration to drive service excellence, oversee complex portfolios, and lead a high-performing team in alignment with HKMA market standards.about the company.Our client iAn exceptional opportunity has arisen for a high-calibre Securities Services professional to lead a premier client management function within a top-tier commercial banking institution in Hong Kong. This pivotal role requires an expert in custody, fund accounting, and post-closing deal administration to drive service excellence, oversee complex portfolios, and lead a high-performing team in alignment with HKMA market standards.about the company.Our client i
- Join a leading global corporate and investment bank as an Associate in Equity Middle Office Support. Based in Hong Kong, you will drive transactional integrity, manage post-trade flows for complex Equity Derivatives, and spearhead process optimisation. This is an exceptional opportunity to elevate your career within a sophisticated, dynamic financial environment.about the company.Our client is a prestigious global corporate and investment bank with a deeplJoin a leading global corporate and investment bank as an Associate in Equity Middle Office Support. Based in Hong Kong, you will drive transactional integrity, manage post-trade flows for complex Equity Derivatives, and spearhead process optimisation. This is an exceptional opportunity to elevate your career within a sophisticated, dynamic financial environment.about the company.Our client is a prestigious global corporate and investment bank with a deepl
