- about the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory comabout the job:Perform independent trade surveillance and monitoring, alongside electronic communication (e-com) surveillance systems.Conduct independent second-level control reviews on selected business activities and public-side trading processes to ensure total alignment with legal, regulatory, and internal policy frameworks.Manage, evaluate, and handle regulatory requests, investigations, and inquiries efficiently.Provide accurate, timely regulatory com
- about the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, andabout the company.a licensed financial institution in Hong Kong whose business activities cover securities dealing, asset management, and corporate finance-related services. The organisation is currently undergoing ongoing business expansion and seeks a professional to support this growth.about the team.You will lead the Compliance Department and work closely with senior management to provide professional advice on regulatory matters, compliance risks, and
- about the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will leabout the company.Our client is a well-established and reputable banking group with a strong presence in Hong Kong. They offer a comprehensive suite of commercial and retail banking products, as well as wealth management, investment, and insurance services. Known for their stability, collaborative work environment, and commitment to excellence, they continuously invest in building a robust regulatory and compliance infrastructure.about the team.You will le
- A leading Tier-1 international corporate bank in Hong Kong is seeking a Vice President to lead its Treasury Operations team. In this pivotal role, you will oversee settlement risk, streamline operational processes, and manage SWIFT, CHATS, and OTC derivatives reporting. Apply today to advance your career in banking operations.about the company.Our client is a premier, tier-one international corporate banking group with an extensive global presence and an eA leading Tier-1 international corporate bank in Hong Kong is seeking a Vice President to lead its Treasury Operations team. In this pivotal role, you will oversee settlement risk, streamline operational processes, and manage SWIFT, CHATS, and OTC derivatives reporting. Apply today to advance your career in banking operations.about the company.Our client is a premier, tier-one international corporate banking group with an extensive global presence and an e
- About the team.You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.About the job.Partner with business and support fAbout the team.You will be joining a collaborative, high-performing regional compliance team. This group partners closely with cross-functional support units and front-office business stakeholders, particularly within Treasury and Global Markets. It is a professional and supportive team that values continuous improvement, open communication, and proactive risk management in a fast-paced regulatory landscape.About the job.Partner with business and support f
