- - Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl- Review and update the Firm's Compliance Manual and other internal policies andprocedures to ensure alignment with regulatory requirements and industry bestpractices- Handle license applications, notifications, enquiries, surveys and maintainrelevant records- supervise fulfilment of SFC authorised funds requirements, e.g. assist in fundapplication, prepare relevant announcements, regular SFC reporting, KFS andprospectuses updates.- Conduct pre-trade compl
- about the company.This organization is a key service provider and vendor playing a pivotal role in a large-scale public infrastructure project designed to modernize pension administration. They offer a high-impact environment for professionals to contribute to a landmark industry initiative focused on digital transformation within the financial services sector.about the team.You will be part of the Compliance and Quality Assurance function, operating speciabout the company.This organization is a key service provider and vendor playing a pivotal role in a large-scale public infrastructure project designed to modernize pension administration. They offer a high-impact environment for professionals to contribute to a landmark industry initiative focused on digital transformation within the financial services sector.about the team.You will be part of the Compliance and Quality Assurance function, operating speci
- about the company.A leading financial institution with a strong foothold in the Hong Kong consumer lending market. Known for its agility and customer-centric approach, this organization is dedicated to providing innovative financial solutions. They offer a dynamic environment where strategic decision-making drives tangible business growth.about the team.You will join the Personal Loan division, a core revenue-generating unit within the business. Reportingabout the company.A leading financial institution with a strong foothold in the Hong Kong consumer lending market. Known for its agility and customer-centric approach, this organization is dedicated to providing innovative financial solutions. They offer a dynamic environment where strategic decision-making drives tangible business growth.about the team.You will join the Personal Loan division, a core revenue-generating unit within the business. Reporting
