Our client is a leading bank in Hong Kong and seeking a Compliance Manager in the Global Banking Department.Job ResponsibilitiesSupport the development of effective procedures for settlement and payment services that comply with relevant AML regulatory requirements.Provide advisory support on AML and sanctions compliance as needed.Conduct internal controls focused on compliance and risk management within the business.Prepare regular management reports that
Our client is a leading bank in Hong Kong and seeking a Compliance Manager in the Global Banking Department.Job ResponsibilitiesSupport the development of effective procedures for settlement and payment services that comply with relevant AML regulatory requirements.Provide advisory support on AML and sanctions compliance as needed.Conduct internal controls focused on compliance and risk management within the business.Prepare regular management reports that
Our client is a leading insurer in Hong Kong. Seeking an experience compliance professional to join their Pension Compliance team. Job ResponsibilitiesOffer expert advice on all matters related to MPF regulations and compliance.Create, implement, and sustain compliance policies and procedures to align with regulatory standards.Identify and evaluate compliance risks associated with pension products and formulate strategies to mitigate these risks.Maintain a
Our client is a leading insurer in Hong Kong. Seeking an experience compliance professional to join their Pension Compliance team. Job ResponsibilitiesOffer expert advice on all matters related to MPF regulations and compliance.Create, implement, and sustain compliance policies and procedures to align with regulatory standards.Identify and evaluate compliance risks associated with pension products and formulate strategies to mitigate these risks.Maintain a
about the company.My client is a leading non-Chinese Corporate Bank with strong presence in Hong Kongabout the job.Conduct independent analyses, assessments, and evaluations of credit proposals, including site visits and adherence to policies and regulations, while providing recommendations for credit facilities for large corporations and mid-sized clients in Greater China.Review and validate internal risk rating scorecards.Collaborate with Business Units
about the company.My client is a leading non-Chinese Corporate Bank with strong presence in Hong Kongabout the job.Conduct independent analyses, assessments, and evaluations of credit proposals, including site visits and adherence to policies and regulations, while providing recommendations for credit facilities for large corporations and mid-sized clients in Greater China.Review and validate internal risk rating scorecards.Collaborate with Business Units
about the company.My client is a leading Chinese Bank.about the job.Oversee and evaluate the performance of existing Internal Ratings-Based (IRB) models, including application and behavior scorecards, as well as PD, LGD, and EAD models.Implement IRB models within the credit decision-making systems.Conduct User Acceptance Testing (UAT) during the system implementation process.Analyze data to ensure the quality of information in the front-line credit systems
about the company.My client is a leading Chinese Bank.about the job.Oversee and evaluate the performance of existing Internal Ratings-Based (IRB) models, including application and behavior scorecards, as well as PD, LGD, and EAD models.Implement IRB models within the credit decision-making systems.Conduct User Acceptance Testing (UAT) during the system implementation process.Analyze data to ensure the quality of information in the front-line credit systems
Our client is a local insurance company. Due to the promising business growth, they are seeking a Senior Compliance Manager in Hong Kong.Responsibilities:● Assist and provide support to Chief Compliance Officer to ensure the compliance and regulatory requirements are fulfilled, and liaise and co-ordinate the compliance matters with counterparts independently.● Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and
Our client is a local insurance company. Due to the promising business growth, they are seeking a Senior Compliance Manager in Hong Kong.Responsibilities:● Assist and provide support to Chief Compliance Officer to ensure the compliance and regulatory requirements are fulfilled, and liaise and co-ordinate the compliance matters with counterparts independently.● Review and revise compliance manuals, policies, procedures and systems to keep abreast of new and
Our client is a global insure and looking for a (Senior) Compliance Manager for the regional office.Job Responsibilities:Ensure adherence to corporate governance and relevant guidelines, including regulations related to intermediary conduct, market conduct, and product marketing.Develop and launch comprehensive compliance programs and monitor overall compliance and identifying deficiencies to recommend improvements and control measures.Assist in formulatin
Our client is a global insure and looking for a (Senior) Compliance Manager for the regional office.Job Responsibilities:Ensure adherence to corporate governance and relevant guidelines, including regulations related to intermediary conduct, market conduct, and product marketing.Develop and launch comprehensive compliance programs and monitor overall compliance and identifying deficiencies to recommend improvements and control measures.Assist in formulatin
Our client is a leading bank in Hong Kong. Seeking an experienced AML Compliance professional to oversee and manage the Anti-Money Laundering Compliance function. You will ensure that the HK Branch operates within the rules and regulatory requirements while fostering a strong AML compliance culture.Job Description:● Oversee and manage the AML Compliance function ensure the Branch is operating within the rules and regulatoryrequirements.● Stay informed abou
Our client is a leading bank in Hong Kong. Seeking an experienced AML Compliance professional to oversee and manage the Anti-Money Laundering Compliance function. You will ensure that the HK Branch operates within the rules and regulatory requirements while fostering a strong AML compliance culture.Job Description:● Oversee and manage the AML Compliance function ensure the Branch is operating within the rules and regulatoryrequirements.● Stay informed abou
Our client is a foreign bank. They are seeking an experienced Head of Compliance to ensure the Bank's adherence to the Banking Ordinance and other relevant regulations. The successful candidate will act as the s72B Manager for the Bank's AML and compliance functions, providing strategic guidance and support to senior management while maintaining robust compliance frameworks.Key Responsibilities:Ensure compliance with the Banking Ordinance and relevant rule
Our client is a foreign bank. They are seeking an experienced Head of Compliance to ensure the Bank's adherence to the Banking Ordinance and other relevant regulations. The successful candidate will act as the s72B Manager for the Bank's AML and compliance functions, providing strategic guidance and support to senior management while maintaining robust compliance frameworks.Key Responsibilities:Ensure compliance with the Banking Ordinance and relevant rule
Our client is a leading local insurer in Life Insurance. Seeking a Head Of Compliance in Hong Kong. Responsibilities:Collaborate with the Insurance business to implement the company's strategy, policies, and standards, focusing on Regulatory Compliance.Identify and articulate compliance risks associated with Life Insurance.Serve as the Key Person in Control Functions - Compliance under the Insurance Authority, providing expert advisory services to the Ins
Our client is a leading local insurer in Life Insurance. Seeking a Head Of Compliance in Hong Kong. Responsibilities:Collaborate with the Insurance business to implement the company's strategy, policies, and standards, focusing on Regulatory Compliance.Identify and articulate compliance risks associated with Life Insurance.Serve as the Key Person in Control Functions - Compliance under the Insurance Authority, providing expert advisory services to the Ins
Our client is a leading global insurer. Seeking a seasoned and highly experienced Head of Compliance (MLRO) to lead and manage the compliance function in Hong Kong. This role is critical in ensuring that their operations adhere to all relevant laws, regulations, and internal policies, thereby safeguarding the integrity and reputation of the organization.Responsibilities:Compliance Framework Development: Design, implement, and maintain a robust compliance f
Our client is a leading global insurer. Seeking a seasoned and highly experienced Head of Compliance (MLRO) to lead and manage the compliance function in Hong Kong. This role is critical in ensuring that their operations adhere to all relevant laws, regulations, and internal policies, thereby safeguarding the integrity and reputation of the organization.Responsibilities:Compliance Framework Development: Design, implement, and maintain a robust compliance f
about the company.Our client is a leading international law firm specialising in providing legal, corporate and fiduciary services. A key part of their business is advising on the legal and compliance support to their clients in offshore jurisdictions, including Bermuda, British Virgin Islands and Cayman Islands and other offshore entities. about the job.The Compliance - AML Analyst is a mid level position and will be implementing compliance checks includ
about the company.Our client is a leading international law firm specialising in providing legal, corporate and fiduciary services. A key part of their business is advising on the legal and compliance support to their clients in offshore jurisdictions, including Bermuda, British Virgin Islands and Cayman Islands and other offshore entities. about the job.The Compliance - AML Analyst is a mid level position and will be implementing compliance checks includ
Internal Audit, Global market, Bank, 50-60kInternational Bank Regional Team Stable Environment My client is a leading corporate and investment bank. They are now looking for an Audit Manager for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Contributing annual risk assessments for the Global Markets; Iden
Internal Audit, Global market, Bank, 50-60kInternational Bank Regional Team Stable Environment My client is a leading corporate and investment bank. They are now looking for an Audit Manager for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Contributing annual risk assessments for the Global Markets; Iden
Internal Audit, Global market, Bank, 50-60kInternational Bank Regional Team Stable Environment My client is a leading corporate and investment bank. They are now looking for an Audit Manager for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Contributing annual risk assessments for the Global Markets; Iden
Internal Audit, Global market, Bank, 50-60kInternational Bank Regional Team Stable Environment My client is a leading corporate and investment bank. They are now looking for an Audit Manager for their high performing team. Responsibilities: Participating in global audit and regulatory projects regarding regulatory requirements; Participating in special reviews and assignment planning; Contributing annual risk assessments for the Global Markets; Iden
Our client is a well-established international investment bank. Seeking a highly experience control room professional. Responsibilities Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Room and investment banking / corporate financing function, including staff dealing policy and monitoring, maintenance of watch and restricted lists, IBD deal related compliance monitoring, etc;Establi
Our client is a well-established international investment bank. Seeking a highly experience control room professional. Responsibilities Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Room and investment banking / corporate financing function, including staff dealing policy and monitoring, maintenance of watch and restricted lists, IBD deal related compliance monitoring, etc;Establi
Our client is a leading insurer. Seeking a seasoned and highly experienced Head of Compliance to lead the compliance function in Hong Kong. This role is critical in ensuring that our operations adhere to all relevant laws, regulations, and internal policies, thereby safeguarding the integrity and reputation of our organization.Responsibilities:Compliance Framework Development: Design, implement, and maintain a robust compliance framework tailored to the in
Our client is a leading insurer. Seeking a seasoned and highly experienced Head of Compliance to lead the compliance function in Hong Kong. This role is critical in ensuring that our operations adhere to all relevant laws, regulations, and internal policies, thereby safeguarding the integrity and reputation of our organization.Responsibilities:Compliance Framework Development: Design, implement, and maintain a robust compliance framework tailored to the in
about the company.Our client is an international law firm, renowned for providing legal and corporate services across offshore jurisdictions, including BVI and Cayman Islands.about the job.The AML Officer will implement oversight of AML/ CTF policies and procedures and to ensure compliance is upheld. skills & experiences required.5 years of relevant experience from reputable firmsAML or compliance qualificationsDegree or higher in relevant field of studyKn
about the company.Our client is an international law firm, renowned for providing legal and corporate services across offshore jurisdictions, including BVI and Cayman Islands.about the job.The AML Officer will implement oversight of AML/ CTF policies and procedures and to ensure compliance is upheld. skills & experiences required.5 years of relevant experience from reputable firmsAML or compliance qualificationsDegree or higher in relevant field of studyKn
Our client is a global insure and looking for a compliance manager for regional office.Job Responsibilities:Ensure adherence to corporate governance and relevant guidelines, including regulations related to intermediary conduct, market conduct, and product marketing.Develop and launch comprehensive compliance programs and monitor overall compliance and identifying deficiencies to recommend improvements and control measures.Assist in formulating a robust co
Our client is a global insure and looking for a compliance manager for regional office.Job Responsibilities:Ensure adherence to corporate governance and relevant guidelines, including regulations related to intermediary conduct, market conduct, and product marketing.Develop and launch comprehensive compliance programs and monitor overall compliance and identifying deficiencies to recommend improvements and control measures.Assist in formulating a robust co
Our client is a leading bank and seeking a Compliance Manager under Global Banking Department.Job ResponsibilitiesSupport the development of effective procedures for settlement and payment services that comply with relevant AML regulatory requirements.Provide advisory support on AML and sanctions compliance as needed.Conduct internal controls focused on compliance and risk management within the business.Prepare regular management reports that detail compli
Our client is a leading bank and seeking a Compliance Manager under Global Banking Department.Job ResponsibilitiesSupport the development of effective procedures for settlement and payment services that comply with relevant AML regulatory requirements.Provide advisory support on AML and sanctions compliance as needed.Conduct internal controls focused on compliance and risk management within the business.Prepare regular management reports that detail compli
