vp, regional compliance advisory.

about the company.
A premier financial institution known for its expertise in algorithmic and electronic trading, functioning as a sell-side market maker and actively engaging in APAC markets.

• Provide practical and thoughtful compliance guidance to the business across APAC, with a focus on algorithmic and electronic trading, along with other key advisory areas.
• Review and approve new business initiatives and trading strategies, ensuring alignment with regulatory requirements, best practices, and global standards.
• Proactively identify potential regulatory and compliance risks, developing strategies to address these risks in collaboration with key team members and business stakeholders.
• Work closely with regional compliance teams in APAC, the US, and EMEA to fulfill regulatory expectations, maintain global consistency, and deliver top-tier support to the business.
• Advise on relevant rules and regulations impacting the firm’s operations, ensuring appropriate implementation of policies and training for the Business and other functions.
• Build and maintain effective relationships with internal and external stakeholders, including exchanges and regulators, in the markets served.
• Collaborate with regional compliance teams to create a framework for tracking regulatory developments and obligations.